Public signalCompany raiseAuto-indexed · Unverified
Cetera Advisors LLC /CO raised $35.3M
Cetera Advisors LLC /CO· GREENWOOD VILLAGE, US· Investing· Filed May 24, 2024
Cetera Advisors LLC /CO reported raising capital. Based in GREENWOOD VILLAGE, COLORADO, US. First sale reported 2009-01-01. Automatically indexed from a public SEC EDGAR Form D filing. Details beyond the filing have not been verified.
Raised
$35.3M
Confidence90%
Raised
$35.3M
Investors
117
Jurisdiction
DELAWARE
On the record
- Location
- GREENWOOD VILLAGE, US
- Sector
- Investing
- Record type
- Company raise
- Stage
- Reported raised
- Amount raised
- $35.3M
- Filing date
- May 24, 2024
- Issuer type
- operating company
Gaps in the record
- Valuation and deal terms are not on the public record
- No company website on record
- Investors are not disclosed
- Not yet claimed or verified by the company
Filing details
- Jurisdiction of incorporation
- DELAWARE
- Industry group
- Investing
- Number of investors
- 117
- Includes non-accredited investors
- No
- Revenue range
- Decline to Disclose
- Total offering amount
- Indefinite
- Amendment
- Yes
People named on this filing
Officers, directors, managers and entities listed in the public filing.
Barbara Kesterson
Executive Officer
El Segundo, US
Dan Umansky
Executive Officer
San Diego, US
David Van Havermaat
Executive Officer
El Segundo, US
Elisa Del Valle
Executive Officer
Greenwood Village, US
Garrett Merrill
Executive Officer
El Segundo, US
Gary Chaffin
Executive Officer
El Segundo, US
Jeffrey Buchheister
Executive Officer
San Diego, US
Joseph D. Neary
Executive Officer
San Diego, US
Kristy Haley
Executive Officer
El Segundo, US
Lisa Gok
Executive Officer
El Segundo, US
Maura R. Mizuguchi
Executive Officer
El Segundo, US
Melissa Lischin
Executive Officer
El Segundo, US
Stanley R. Smiley
Executive Officer
El Segundo, US
Summer Arnold
Executive Officer
San Diego, US
Thomas B. Taylor
Director
El Segundo, US
Thomas Halloran
Director
El Segundo, US
Tim Stinson
Executive Officer
El Segundo, US
Winnie Lee
Executive Officer
New York, US
Sources & provenance
“Operating company sold 35,310,183 USD under Reg D.”
View original filing (SEC EDGAR Form D)
Automatically indexed from SEC EDGAR Form D · filing dated May 24, 2024. Details beyond the filing have not been verified.
Tags
AmendmentUSCompanyInvesting$10M – $100MCompany Raise
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