Public signalCompany raiseAuto-indexed · Unverified
CETERA FINANCIAL SPECIALISTS LLC raised $8.4M
CETERA FINANCIAL SPECIALISTS LLC· SCHAUMBURG, US· Investing· Filed May 16, 2024
CETERA FINANCIAL SPECIALISTS LLC reported raising capital. Based in SCHAUMBURG, ILLINOIS, US. First sale reported 2014-01-08. Automatically indexed from a public SEC EDGAR Form D filing. Details beyond the filing have not been verified.
Raised
$8.4M
Confidence90%
Raised
$8.4M
Investors
37
Jurisdiction
DELAWARE
On the record
- Location
- SCHAUMBURG, US
- Sector
- Investing
- Record type
- Company raise
- Stage
- Reported raised
- Amount raised
- $8.4M
- Filing date
- May 16, 2024
- Issuer type
- operating company
Gaps in the record
- Valuation and deal terms are not on the public record
- No company website on record
- Investors are not disclosed
- Not yet claimed or verified by the company
Filing details
- Jurisdiction of incorporation
- DELAWARE
- Industry group
- Investing
- Number of investors
- 37
- Includes non-accredited investors
- No
- Revenue range
- Decline to Disclose
- Total offering amount
- Indefinite
- Amendment
- Yes
People named on this filing
Officers, directors, managers and entities listed in the public filing.
Barbara Kesterson
Executive Officer
El Segundo, US
David Van Havermaat
Executive Officer
El Segundo, US
Elayne G. Banks
Executive Officer
Schaumburg, US
Gary Chaffin
Executive Officer
El Segundo, US
Jeffrey Buchheister
Executive Officer
San Diego, US
Jon H. Rothenberg
Executive Officer
Schaumburg, US
Joseph D. Neary
Executive Officer
San Diego, US
Lisa Gok
Executive Officer
El Segundo, US
Maura Mizuguchi
Executive Officer
El Segundo, US
Nichole Kircher
Executive Officer
St. Cloud, US
Ronald G. Krueger
Executive Officer
Schaumburg, US
Stanley R. Smiley
Executive Officer
El Segundo, US
Thomas B. Taylor
Director
El Segundo, US
Tim Stinson
Executive Officer
El Segundo, US
Winnie Lee
Executive Officer
New York, US
Sources & provenance
“Operating company sold 8,350,559 USD under Reg D.”
View original filing (SEC EDGAR Form D)
Automatically indexed from SEC EDGAR Form D · filing dated May 16, 2024. Details beyond the filing have not been verified.
Tags
AmendmentUSCompanyInvesting$1M – $10MCompany Raise
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