Public signalCompany raiseAuto-indexed · Unverified
GUGGENHEIM SECURITIES, LLC raised $13.2M
GUGGENHEIM SECURITIES, LLC· NEW YORK, US· Investment Banking· Filed Apr 15, 2026
GUGGENHEIM SECURITIES, LLC reported raising capital. Based in NEW YORK, NEW YORK, US. First sale reported 2026-04-01. Automatically indexed from a public SEC EDGAR Form D filing. Details beyond the filing have not been verified.
Raised
$13.2M
Confidence90%
Raised
$13.2M
Investors
66
Jurisdiction
DELAWARE
On the record
- Location
- NEW YORK, US
- Sector
- Investment Banking
- Record type
- Company raise
- Stage
- Reported raised
- Amount raised
- $13.2M
- Filing date
- Apr 15, 2026
- Issuer type
- operating company
Gaps in the record
- Valuation and deal terms are not on the public record
- No company website on record
- Investors are not disclosed
- Not yet claimed or verified by the company
Filing details
- Jurisdiction of incorporation
- DELAWARE
- Industry group
- Investment Banking
- Number of investors
- 66
- Includes non-accredited investors
- No
- Revenue range
- Decline to Disclose
- Total offering amount
- Indefinite
- Amendment
- No
People named on this filing
Officers, directors, managers and entities listed in the public filing.
Alan David Schwartz
Executive Officer
NEW YORK, US
Andrew Jon Schwartz
Executive Officer
NEW YORK, US
James E. Millstein
Executive Officer
NEW YORK, US
Kristine M Sirna
Executive Officer
NEW YORK, US
Mark Alan Van Lith
Executive Officer
New York, US
Links Holdings LLC
Executive Officer
New York, US
Susan Tsou
Executive Officer
NEW YORK, US
Tracy Lowery Whille
Executive Officer
NEW YORK, US
Sources & provenance
“Operating company sold 13,200,000 USD under Reg D.”
View original filing (SEC EDGAR Form D)
Automatically indexed from SEC EDGAR Form D · filing dated Apr 15, 2026. Details beyond the filing have not been verified.
Tags
USCompanyInvestment Banking$10M – $100MCompany Raise
Are you associated with GUGGENHEIM SECURITIES, LLC?
This is an automatically discovered public record, not a verified company listing. Founders can claim it and replace inferred data with verified facts.
Claim this record